WILSON-DAVIS & CO., INC. Customer Fee Schedule

Call (800)621-1571 and any Rep can explain these fees.

 •Customer Account Transfers
 •Full ACATS...............................$100
•Partial ACATS..........................$75
 •Delivery Orders......................$50
 •Cleared Stock Withdrawal Fee
   3% of transfer plus account fees

 •IRA Accounts
 •IRA Annual Fees........................$75
 •IRA Closing fee..........................$100
 •IRA late payment fee................$25

•Wire Fees
 •Domestic.................................$45
 •International...........................$100
 •Wire Trace fee...........................$50
 •Wire Return fee.........................$25

•Early Pay for Accounts............$30, or %3 (whichever is greater)
 •Ticket Charges.........................$35

•Penny Stock Fee...………….150 basis points
   on total sale amount*

•Corporate Actions.....................$20

•Inactivity Fee..............................$50

•Federal Expresss Deliver/United Parcel (Each way)
 •Regular.......................................$40
 •2nd Day......................................$25
 •International..............................$60
 •Saturday/First Overnight..........$150

•LOA's............................................$25

•DRS...............................................$150
        Transfer agent fees may also apply
       Reject fee................................$100

•DWAC...........................................$225
        Transfer agent fees may also apply

•Withdrawal by transfer (Physical certs)
 •Regular........................................$600
 •Rush.............................................$1500

•DTC deposit fee (Physical CERT)......$80 per certificate

•DTC deposit fee (WILCO NAME).......$80 per certificate

•Wilson-Davis Stock Review/Vetting Fees
 •DTC Eligible above .05..............................$1,050 per review
•DTC Eligible below .05...............................$1,350 per review
•DTC Eligible between .01 to .001.............$1,700 per review

 •Deposits UP to 100 mil shares BELOW .001.........$2,000 per review
 •Deposits OVER 100 mil shares BELOW .001.........$3,000 per review

•Rush Review Fee...................$300 additional to review

•Group Discount rate: (Not applicable to Sub Pennies)
Applies to S-1 or Reg-A Group Deposits, submitted at the same time.
3 to 9 Individuals = $600 each. (10 or more = $500 each)

•Certificate Transfers.....................$25 min
    •plus 20% of transfer fee
        Transfer fees will be passed on to the customer or correspondent
        and vary among transfer agents (Federal Express Fees may apply)

•Return Check fee...........................$50
•Stop Check fee...............................$30
•Return Wire fee..............................$25
•Wire Trace Fee................................$50

•Cleared Stock Withdrawal fee................................3% value of the transfer

•Paper Statement.............................$10

*Penny Stock Fee is applicable on all sales of any security trading under $5.00 to $0.001 at the time of the sale. For example, if you sell $10,000.00 of any stock trading under $5.00, the Firm will charge a Penny Stock Fee totaling $150.00 (1.50%). This fee will go into effect on May 1st 2024.

**Sub-Penny Stock Fee is applicable on all sales of any security trading under $0.001 at the time of sale. For example, if you sell stock trading under $0.001, the Firm will charge a Sub-Penny Stock Fee totaling 5.00%. This fee will go into effect on Feb 15th, 2025. All sub-penny deposits must be approved by trading.

***Principal Fees and Costs: You will incur transaction-based commissions that are negotiated with your broker. You will be charged more when there are many transactions in your account, creating an incentive for us to encourage frequent trading, which is a conflict of interest. You will pay fees and costs whether you make or lose money on your investments. Fees and costs will reduce any amount of money you make on your investment over time. Please make sure you understand what fees and costs you are paying with your registered rep.